WebMichelle Oroschakoff Chief Legal Officer 4707 Executive Drive San Diego, CA 92121-3091 March 31, 2024 . Submitted electronically . Ms. Vanessa Countryman . ... LPL is a leading retail investment advisory firm, independent broker-dealer and registered investment advisor (“RIA”) custodian. We serve more than 21,000 financial professionals ... WebOct 12, 2024 · LPL Financial has hired Thomas Cappello, CFA, as executive vice president and chief risk officer. Cappello took over his new role — which makes him responsible for enterprise, business and...
About Staff Old Republic Professional
WebFeb 13, 2024 · Edward Fandrey has not been actively trading shares of LPL Financial in the last ninety days. Most recently, Edward Fandrey sold 1,784 shares of the business's stock in a transaction on Tuesday, November 30th. The shares were sold at an average price of $158.56, for a transaction totalling $282,871.04. Learn More on Edward Fandrey's trading ... WebMs. Oroschakoff is managing director, chief legal officer of LPL Financial. She is responsible for company-wide legal and government relations matters, risk management processes … Austin LPL Financial 13620 N FM 620 Building C, Suite 200 Austin, TX 78717. … LPL Financial 13620 N FM 620 Building C, Suite 200 Austin, TX 78717. Boston LPL … LPL Financial 13620 N FM 620 Building C, Suite 200 Austin, TX 78717. Boston. LPL … pottery barn gift ideas
Matthew Morningstar Joins LPL Financial as EVP, Compliance, …
WebJun 1, 2024 · Ms. Oroschakoff takes over general counsel duties following the departure of David Bergers, who will be departing LPL to accept a position in private practice. Ms. Oroschakoff joined LPL in... WebDec 6, 2024 · LPL is a leading retail investment advisory firm, independent broker-dealer and registered investment advisor custodian. We serve more than 19,000 independent financial professionals and over 800 financial ... Michelle Oroschakoff Chief Legal Officer 4707 Executive Drive San Diego, CA 92121-3091 WebMs. Oroschakoff has more than 20 years of financial services industry experience deeply rooted in legal, compliance, and risk management. She joined LPL in 2013 from Morgan … toughest hardwood flooring